Compliance Officer - Assistant Vice President (f/m/d)

18 Mar 2025

Düsseldorf, NW, DE, 40549

SMBC: A trusted partner for the long term 

 

Here at SMBC Group, we want to help you find the next step in your career so read on to discover if this opportunity is the one for you. We like to recognise potential in our people, so we welcome your application even when your experience doesn’t perfectly align with the job description. Whilst we’ll always strive to be better, we’re proud of our inclusive culture, and encourage our applicants and colleagues to be their authentic, unique selves. 

 

 

Who we are

United by a sense of purpose towards our customers – to be a trusted partner for the long-term – and our universal banking platform in EMEA, SMBC Group has an international growth agenda and award-winning products, meaning we provide exciting opportunities to work on a diverse range of projects and initiatives. We deliver a full suite of corporate finance products and solutions to our customers as well as investment banking and advisory services, and a range of innovative solutions in global capital markets. Read on to find out how you could enhance your skills and gain valuable experience, by joining us to support our clients transition to a sustainable future.

Role Summary

Outsourcing Specialist Financial Crime Compliance

Business Area

Financial Crime Compliance

Position Description

• Supporting the management of AML/CTF-, financial crime- and Compliance-related outsourcings including reporting and KPIs/KRIs.

• Supporting that MLRO and senior management is sufficiently informed and in possession of accurate information by collating MI and drafting reports including the annual MLRO reporting process.

• Participating in relevant committees including collecting of required documentation and potentially acting as committee secretary.

• Supporting the AML/CTF- and financial crime-related annual risk assessment processes.

• Oversee and – if required- support the effective operation and monitoring of daily business in AML/CTRand financial crime-related matters (e.g. Investigations, Customer and Sanctions Reviews) including escalation of issues to the (D-)MLRO for final decision.

• Filing of suspicious activity reports (SARs) to the German financial intelligence unit (FIU) and other required reports in a timely manner.

• Participation in AML/CTF- and other financial crime related projects.

Competencies

Driving Results
Embraces Diversity
Judgement and Decision Making
Strategic and Visionary
Trust and Integrity

What we offer

For all the expertise and experience you bring to help us make a difference, it’s only sustainable if we support you to build your career and be your best self so we offer competitive company benefits, centred around promoting positive well-bring and work-life balance. We also believe in fostering a diverse and inclusive work environment, where all team members perspectives and contributions are valued. Initiatives in place which promote a diverse and inclusive culture and healthy work life balance include hybrid working, Sport & Social Clubs and Diversity and Inclusion networks.

 

As an employee of SMBC you have access to a host of both useful and exciting benefit offerings. See below some of the benefits on offer to you:

  • Hybrid and flexible working 
  • Competitive paid leave days
  • Benefits to support your physical wellbeing, including private medical insurance and life and invalidity insurance 
  • Various policies to support your mental wellbeing, including a robust behavioural health network with counselling and coaching services  
  • Access a wide range of learning and development opportunities and career progression opportunities 
  • Ambitious remuneration package

 

So, if you like a challenge and want to continuously grow and develop in a role where you will be supported along the way by a dynamic and diverse team, apply today!!

 

We recognise our role as a bank to support social change and welcome all applications, including those from groups often under-represented in financial services. We value the uniqueness of professional and personal, backgrounds and perspectives as they play a vital role in continuing the sustainable growth of our organisation. We’ll ensure reasonable adjustments to our recruitment process are offered due to a disability or long-term condition whenever requested.  

 

About SMBC

A trusted partner for the long term
United by a sense of purpose towards our customers - to be a trusted partner for the long-term - and our universal banking platform in EMEA, we deliver a full suite of corporate finance products and solutions to our customers, including corporate, structured and trade finance, leveraged finance, loan market and treasury products. We can also provide investment banking and advisory services and a range of innovative solutions in global capital markets.
Find out more about what we do and who we are at www.smbcgroup.com/emea