Compliance Analyst (Assist VP)

Who we are

United by a sense of purpose towards our customers – to be a trusted partner for the long-term – and our universal banking platform in EMEA, SMBC Group has an international growth agenda and award-winning products, meaning we provide exciting opportunities to work on a diverse range of projects and initiatives. We deliver a full suite of corporate finance products and solutions to our customers as well as investment banking and advisory services, and a range of innovative solutions in global capital markets. Read on to find out how you could enhance your skills and gain valuable experience, by joining us to support our clients transition to a sustainable future.

Role Summary

Is the next step in your career at SMBC Group EMEA? We’re looking for a Compliance analyst for our Compliance Department in Brussels Branch to join our team. 

The aim of the role of Compliance analyst is to support the Head of Complaince of the branch/Local Compliance Officer/Anti-Money Laundering Compliance Officer to ensure compliance with all relevant Compliance laws, rules and regulations which apply to SMBC Brussels Branch.

The main essential activities of the role consist of:

   • promoting an enterprise-wide Compliance culture of adherence to SMBC’s stated risk tolerances and standards of ethical behaviour; 

   • providing advice and guidance in the understanding and application of rules and regulations; 

   • monitoring the Compliance performance of SMBC ’s regulated activities.

Requirements of the candidate are:

• advising businesses on how to comply with laws, rules and regulations
• investigating potential or actual breaches of relevant laws, rules and regulation
• Good knowledge of, financial Services laws and regulations, financial markets and banking activities,prudential risks and financial conduct areas

Business Area

The Compliance analyst is able to:

• Provide independent compliance advice and instructions to Front Office and Control & Support departments 

• Act as subject matter expert and primary contact person for the assigned compliance matters 

• Assess the impact of new regulation on existing Compliance processes and provide subject matter expertise to regulatory change projects

• Investigate potential or actual breaches of relevant laws, rules and regulations and assist in their remediation

• To assist in the writing of applicable policies and procedures

• Participate in the completion and review of risk assessments

• Participate in the completion of the compliance action plan

• Collate Management Information and draft reports in preparation for internal committees

Position Description

This role reports to the Head of Compliance of the branch/ Local Compliance Officer/Anti-Money Laundering Compliance Officer and is required to manage stakeholders in the Front Office and in Control functions. Issues identified in this role are reported to the Head of Compliance in the branch, management of the branch, and various oversight committees including but not limited to Local Management Committee, Risk Management Committee and Inter-Office Cmpliance Committee.

Competencies

What we offer

For all the expertise and experience you bring to help us make a difference, it’s only sustainable if we support you to build your career and be your best self so we offer competitive company benefits, centred around promoting positive well-bring and work-life balance. We also believe in fostering a diverse and inclusive work environment, where all team members perspectives and contributions are valued. Initiatives in place which promote a diverse and inclusive culture and healthy work life balance include hybrid working, Sport & Social Clubs and Diversity and Inclusion networks.

As an employee of SMBC you have access to a host of both useful and exciting benefit offerings. See below some of the benefits on offer to you:

• Hybrid and flexible working 
• Benefits to support your physical wellbeing, including private medical insurance and life and invalidity insurance 
• Various policies to support your mental wellbeing, including a robust behavioural health network with counselling and coaching services  
• Access a wide range of learning and development opportunities and career progression opportunities 
• Ambitious remuneration package

So, if you like a challenge and want to continuously grow and develop in a role where you will be supported along the way by a dynamic and diverse team, apply today!!